AI AGENT
Advice Aligned, Disclosures Automated
Enforce the "House View" without stifling the advisor.
Ensure every recommendation meets the Care Obligation, aligns with firm research, and triggers the correct Regulation Best Interest disclosures.
The Solution: Automated Alignment
We embed Reg BI compliance directly into the advisor's workflow. We don't just "check" the advice after the fact; we help structure it before it reaches the client.
1.
"House View" Alignment
(Powered by Interpret)
When an advisor prepares a recommendation, the system scans it against your firm’s centralized research. Deviations from the "House View" trigger a prompt for justification.
2.
Automated Disclosure Generation
(Powered by Doctrine)
Based on the specific product and client type, the system identifies and auto-generates the necessary Form CRS supplements or conflict disclosures.
The Nexus Advantage: The CRM Overlay
We embed Reg BI compliance directly into the advisor's workflow. We don't just "check" the advice after the fact; we help structure it before it reaches the client.
Embedded in the CRM
Whether you use Salesforce, Microsoft Dynamics, or a proprietary Wealth Station, Nexus monitors the data entry fields in real-time.
The Experience
As the advisor types a recommendation note in Salesforce, Nexus analyzes it. If a Reg BI conflict is detected, a sidebar notification appears inside Salesforce suggesting the correct disclosure. No toggle tax. No broken focus.
Stop Managing Software.
Start Managing Risk.
Your data is already there. Nexus is the bridge that brings it into focus.
Let Us Build For You
Built by MIT-Powered AI Expertise, Trusted by Leaders
Alumni & Veterans Of
AI AGENT
Advice Aligned, Disclosures Automated
Enforce the "House View" without stifling the advisor.
Ensure every recommendation meets the Care Obligation, aligns with firm research, and triggers the correct Regulation Best Interest disclosures.
The Solution: Automated Alignment
We embed Reg BI compliance directly into the advisor's workflow. We don't just "check" the advice after the fact; we help structure it before it reaches the client.
1.
"House View" Alignment
(Powered by Interpret)
When an advisor prepares a recommendation, the system scans it against your firm’s centralized research. Deviations from the "House View" trigger a prompt for justification.
2.
Automated Disclosure Generation
(Powered by Doctrine)
Based on the specific product and client type, the system identifies and auto-generates the necessary Form CRS supplements or conflict disclosures.
The Nexus Advantage: The CRM Overlay
We embed Reg BI compliance directly into the advisor's workflow. We don't just "check" the advice after the fact; we help structure it before it reaches the client.
Embedded in the CRM
Whether you use Salesforce, Microsoft Dynamics, or a proprietary Wealth Station, Nexus monitors the data entry fields in real-time.
The Experience
As the advisor types a recommendation note in Salesforce, Nexus analyzes it. If a Reg BI conflict is detected, a sidebar notification appears inside Salesforce suggesting the correct disclosure. No toggle tax. No broken focus.
Stop Managing Software.
Start Managing Risk.
Your data is already there. Nexus is the bridge that brings it into focus.
Let Us Build For You
Built by MIT-Powered AI Expertise, Trusted by Leaders
Alumni & Veterans Of
AI AGENT
Enforce the "House View" without stifling the advisor.
Ensure every recommendation meets the Care Obligation, aligns with firm research, and triggers the correct Regulation Best Interest disclosures.
The Solution: Automated Alignment
We embed Reg BI compliance directly into the advisor's workflow. We don't just "check" the advice after the fact; we help structure it before it reaches the client.
1.
"House View" Alignment
(Powered by Interpret)
When an advisor prepares a recommendation, the system scans it against your firm’s centralized research. Deviations from the "House View" trigger a prompt for justification.
2.
Automated Disclosure Generation
(Powered by Doctrine)
Based on the specific product and client type, the system identifies and auto-generates the necessary Form CRS supplements or conflict disclosures.
The Nexus Advantage: The CRM Overlay
We embed Reg BI compliance directly into the advisor's workflow. We don't just "check" the advice after the fact; we help structure it before it reaches the client.
Embedded in the CRM
Whether you use Salesforce, Microsoft Dynamics, or a proprietary Wealth Station, Nexus monitors the data entry fields in real-time.
The Experience
As the advisor types a recommendation note in Salesforce, Nexus analyzes it. If a Reg BI conflict is detected, a sidebar notification appears inside Salesforce suggesting the correct disclosure. No toggle tax. No broken focus.
Stop Managing Software.
Start Managing Risk.
Your data is already there. Nexus is the bridge that brings it into focus.
Let Us Build For You
Built by MIT-Powered AI Expertise, Trusted by Leaders
Alumni & Veterans Of